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Mutual Security Act
Results: 288

#	Item
171	Notice of Filing of Proposed Rule Change to Adopt FINRA Rules[removed]Communications with the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fun Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-01 09:28:47 Business Financial Industry Regulatory Authority Securities Exchange Act Registered Investment Advisor Self-regulatory organization Securities research U.S. Securities and Exchange Commission Security Selling away United States securities law Financial economics Financial system
172	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Relating to the Settlement Timing of Partial Transfers Which Include Mutual Fund Assets Through NSCC’s Automated Customer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 14:20:36 Financial services Collective investment schemes Depository Trust & Clearing Corporation Security Mutual fund Futures contract Short ACT Financial economics Investment Finance
173	April 10, 2006 Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-13 10:56:19 Collective investment schemes Funds Institutional investors Financial intermediary Mutual fund Nationwide Mutual Insurance Company Employee Retirement Income Security Act Nationwide Building Society Financial economics Investment Financial services
174	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-09 10:09:30 United States securities law Securities Stock market United States Securities and Exchange Commission Security Securities Exchange Act U.S. Securities and Exchange Commission Settlement Mutual fund Financial economics Investment Finance
175	MEMORANDUM TO: FROM: RE: DATE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 09:37:35 Financial markets MFS Investment Management U.S. Securities and Exchange Commission Mutual fund Dodd–Frank Wall Street Reform and Consumer Protection Act Security Margin Futures contract Repurchase agreement Financial economics Investment Finance
176	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]GENCAP Strategies LLC, et al.; Notice of Application July 30, 2013 Agency: Securities and Exchange Commission (the “Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:10:29 Funds Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Security Depository Trust & Clearing Corporation Stock fund Financial economics Investment Finance
177	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Principal Management Corporation, et al.; Notice of Application September 20, 2013 Agency: Securities and Exchange Commission (“C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-23 16:04:58 Funds Financial services Financial markets Exchange-traded fund Mutual fund Security Net asset value Bond Depository Trust & Clearing Corporation Financial economics Investment Finance
178	Microsoft Word - ici010605a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-07 17:57:55 Financial services United States securities law 76th United States Congress Institutional investors Securities and Exchange Commission Security Investment Company Act Mutual fund Investment management Financial economics Investment Finance
179	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Syntax Analytics, LLC and Syntax ETF Trust; Notice of Application October 18, 2013 Agency: Securities and Exchange Commission (“C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-21 13:24:49 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Mutual fund Security Net asset value Bond Financial economics Investment Finance
180	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application August 1, 2013 Agency: Securities and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-01 18:47:37 Funds Financial services Financial markets Stock market Exchange-traded fund Security Mutual fund Net asset value Depository Trust & Clearing Corporation Financial economics Investment Finance

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